2023 Enforcement Results Released by CFTC
The BR Derivatives Report
On November 7, 2023, the U.S. Commodity Futures Trading Commission (“CFTC”) released its enforcement results for Fiscal Year 2023 (“FY 2023”). The following are select highlights:
96...
...enforcement actions were filed by the CFTC’s Division of Enforcement of which 62 were administrative cases and 34 were injunctive cases.
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