Blog Post

2023 Enforcement Results Released by CFTC

The BR Derivatives Report

On November 7, 2023, the U.S. Commodity Futures Trading Commission (“CFTC”) released its enforcement results for Fiscal Year 2023 (“FY 2023”). The following are select highlights:


...enforcement actions were filed by the CFTC’s Division of Enforcement of which 62 were administrative cases and 34 were injunctive cases.

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