Leslie Marlow

Leslie Marlow has more than 35 years of experience advising her clients on complex securities transactions, financings, mergers and acquisitions, and other general corporate matters.

As a leading corporate and securities attorney, Leslie has represented numerous public and private companies as well as investors, underwriters, and placement agents. She has particular experience representing both issuers and underwriters engaged in public and private securities offerings, including:

• Initial public offerings (“IPOs”) and follow-on public offerings
• PIPEs and registered direct offerings (“RDOs”)
• At-the-market offerings (“ATMs”)
• Private placements
• Preferred stock offerings
• Rights offerings
• Uplistings
• Venture capital and private equity funding transactions

A large part of Leslie’s practice involves providing counsel with respect to ongoing regulatory matters (including compliance with the SEC, NYSE, NYSE American, and Nasdaq laws and regulations) as well as aiding with compliance with securities laws, including being actively involved in the preparation of proxy statements and quarterly and annual securities reporting documents, such as 10K and 10Q reports. Leslie also provides her clients with comprehensive support across their life cycle and acts as a key strategist for their financings and acquisitions as well as managing their day-to-day needs, often filling the role of general counsel and aiding with general contract drafting and negotiation, licenses, master service agreements, and board meetings. In the mergers and acquisitions area, Leslie has represented both buyers and sellers of businesses in a variety of industries.