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Alert
Regulatory Update and Recent SEC Actions
Investment Management -
Speaking Engagement
Fund Operations: The Board, the Manager, and the Rest of the Cast
PLI’s Basics of Mutual Funds and Other Registered Investment Companies 2024 -
Blog Post
Part 12: Amendments to Other CFTC Regulations to Account for Proposed Regulation §1.44
The BR Derivatives Report -
Blog Post
Part 11: Information and Disclosure Requirements in the Separate Account Context
The BR Derivatives Report -
Blog Post
Part 10: Capital, Risk Management, and Segregation Calculations by FCMs
The BR Derivatives Report -
Blog Post
Part 9: The One Business Day Margin Call Requirement—Miscellaneous Considerations
The BR Derivatives Report -
Blog Post
Part 8: The One Business Day Margin Call Requirement under CFTC Regulation §1.44
The BR Derivatives Report -
Blog Post
Part 7: The Ordinary Course of Business and the Separate Account Election
The BR Derivatives Report -
Blog Post
Part 6: The Treatment of Separate Accounts—General Conditions
The BR Derivatives Report -
Blog Post
Part 5: The Margin Adequacy Requirement of Proposed CFTC Regulation §1.44
The BR Derivatives Report