Recent and Noteworthy Publications

Various Publications

“In the Spotlight: Class C Share Conversions: Information and Guidance for Directors,” Independent Directors Council Board Update, March 2019

“Cybersecurity: A Perennial, Ever-Evolving ‘Hot Topic’ for Director Oversight,” Fund Board Views, September 26, 2018

“New York Department of Financial Services Proposes Fiduciary Regulation,” January 11, 2018

“FD Forum: What Are the Crucial Governance Issues of 2018?” Fund Directions, December 2017

“Looking Beyond the Letter of the Law for the SEC Liquidity Rule: Operational and Compliance Efforts Should Look for SEC Guidance Throughout the Rule 22e-4 Adopting Release,” Fund Operations, May 15, 2017

“SEC Adopts Liquidity Management Rules,” October 27, 2016

“SEC’s Whistleblower Program Finalized,” Business Law Today, July 15, 2011

“Chapter 7: Mutual Fund Operations,” Mutual Funds: Law and Practice (Law Journal Press), July 1, 2011