“Doing Good While Doing Well: ESG and Impact Investing,” 100 Women in Finance Education Series, August 22, 2019
Organized and moderated panel of industry thought leaders discussing ESG and impact investing, including the movement’s continuing evolution; current hot topics and new developments; and how impact investing is changing the way that companies do business.
“Cybersecurity: Chasing a Moving Target,” Mutual Funds Directors Forum and Center for Financial Policy of the Robert H. Smith School of Business at the University of Maryland, May 8, 2018
Moderated a panel at MFDF joint conference entitled The Road Ahead- Disruption and Innovation in the Fund Industry. Discussed key cybersecurity issues facing the fund industry and the board’s oversight role.
“Board Composition and Governance Practices,” Fund Directions’ Annual Directors New York Summit, February 27, 2018
Led discussion on Board governance best practices and trends.
“Fund Governance Best Practices,” Gemini’s Thought Leadership & Cocktails Event, February 13, 2018
Participated on panel discussing Board governance trends and developments.
“Understanding the Roles of Independent Trustee, Fund and Adviser Counsel,” Mutual Fund Directors Forum (MFDF) Webinar Series, December 12, 2017
Discussed the roles of independent trustee, fund and adviser counsel and how these roles interact.
“The Age of Cybersecurity Warfare,” Fund Operations & Technology Leaders Summit, October 3, 2017
Panel discussing how fund groups and the SEC are approaching cybersecurity.
“A Summer Evening with Congressman Jim Himes,” 100 Women in Finance Education Series, July 10, 2017
Moderator for one-on-one discussion with Congressman Jim Himes regarding the financial services regulatory landscape, including the Financial Services Committee agenda, and the U.S. and international financial systems.
“Privilege and Proprietary Information in the Digital Age,” NICSA Webinar, May 17, 2017
Discussed best practices for managing and protecting digital communications in the asset management industry.
“The SEC’s Liquidity Risk Management Rule: Practical Considerations and Implications for Boards,” Independent Directors Council (“IDC”) Philadelphia Chapter Meeting, April 18, 2017
Guest speaker at IDC Chapter Meeting discussing new liquidity risk management rule and role of boards.
“Privilege and Proprietary Information in the Cyber Age: Are You as Protected as You Think?” ICI Mutual Funds & Investment Management Conference, March 14, 2017
Moderated panel discussion of what privilege, proprietary and protection mean in the current legal and technological environment.
“Fund Intelligence Briefing Panel on Cybersecurity,” Fund Intelligence Breakfast Briefing Series, November 15, 2016
Participated in a debate and discussion about hacking and the cybersecurity lesson for funds.
“Recent Regulation (including the DOL Fiduciary Rule) and Impact on Product Offerings,” Third Party Marketers Association (3PM) 2016 Annual Conference, October 19, 2016
Discussed the impact of recent regulations on investment product offerings.
“The Evolving Roles of Fund Boards, CCOs and Legal Counsel in the Current Regulatory Landscape,” 2016 ICI Mutual Funds & Investment Management Conference, March 15, 2016
Moderated a breakfast panel discussion held by Drinker Biddle during the 2016 ICI Mutual Funds & Investment Management Conference.
“Directors’ Duties – Weavering and Beyond: Panel on Jurisdictional Trends in Fund Governance,” Mourant Ozzanes Spotlight on Fund Governance Regulatory Seminar, February 26, 2015
Discussed the duties and responsibilities of investment company directors/trustees, as well as board governance trends and best practices.
“Who’s Our Lawyer? The Roles of Independent Trustee, Fund and Adviser Counsel,” Mutual Fund Directors Forum Webinar Series, January 8, 2015
Presented on the roles of independent trustee, fund and adviser counsel and how these roles interact.