Chief Compliance Officer Roundtable: Breakfast Briefing
Blank Rome Partner Thomas Westle and Janaya Moscony, along with industry experts, will discuss topics of interest to chief compliance officers on May 15, 2017, from 9:00 a.m. to 11:00 a.m. at Blank Rome's New York office.
- SEC update including: liquidity rule for funds, and the current status of the DOL fiduciary rule
- What’s going on regarding compliance and what CCO’s need to know to do their jobs
- Recent SEC exams
- Recent enforcement cases
9:00-9:30 a.m.: Networking and Continental Breakfast
9:30-11:00 a.m.: Program
Due to limited seating for this event, registration is limited to chief compliance officers and their staff. Please contact Nicole Benner at Benner@BlankRome.com to register.