Chief Compliance Officer Roundtable: Breakfast Briefing

Blank Rome New York

Blank Rome Partner Thomas Westle and Janaya Moscony, along with industry experts, will discuss topics of interest to chief compliance officers on May 15, 2017, from 9:00 a.m. to 11:00 a.m. at Blank Rome's New York office. 

Topics include:

  • SEC update including: liquidity rule for funds, and the current status of the DOL fiduciary rule
  • What’s going on regarding compliance and what CCO’s need to know to do their jobs
  • Recent SEC exams
  • Recent enforcement cases

9:00-9:30 a.m.: Networking and Continental Breakfast
9:30-11:00 a.m.: Program

Due to limited seating for this event, registration is limited to chief compliance officers and their staff. Please contact Nicole Benner at to register.