Rustin Paul represents publicly and privately held companies in corporate transactions. In addition, he has experience in legal issues relevant to registered and unregistered investment companies and investment advisers. Mr. Paul works with clients in connection with:
mergers and acquisitions
securities matters
public and private offerings, including advising underwriters in public offerings
SEC filings, statements, and reports
corporate governance issues and strategies
registration, regulation, and governance of investment companies, including open-end and closed-end,as well as investment advisers
creation and organization of private investment funds and hedge funds
representation of independent boards of directors / trustees
preparation of SEC exemptive applications and no-action letters
